The Securities Houses Compliance Officers Group is a non-profit making organisation set up following the enactment of the Financial Services Act in 1986.  It is a self-help educational group, organised

"by Compliance - for Compliance"

SHCOG's main activity is to provide short monthly meetings on topical compliance issues.

In addition, it offers networking opportunities,
training sessions and conferences

22 January 2026

In-Person at Deutsche Bank

Regulation - Current Areas for Attention