The Securities Houses Compliance Officers Group is a non-profit making organisation set up following the enactment of the Financial Services Act in 1986.  It is a self-help educational group, organised

"by Compliance - for Compliance"

 

SHCOG's main activity is to provide short monthly meetings on topical compliance issues.

In addition, it offers networking opportunities,
training sessions and conferences

Next Members meeting

22 April 2026

Non-Financial Misconduct

Zoom On-Line