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Dec

2

5:00 pm17:00

Artificial Intelligence in Financial Services

• Monday 2 December 2024
• 5:00 pm 6:00 pm 17:00 18:00
• SHCOG (map)
• Google Calendar ICS

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Nov

13

4:30 pm16:30

Speaking Up

• Wednesday 13 November 2024
• 4:30 pm 5:30 pm 16:30 17:30
• SHCOG (map)
• Google Calendar ICS

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Oct

28

10:00 am10:00

Private Markets Compliance

• Monday 28 October 2024
• 10:00 am 11:00 am 10:00 11:00
• SHCOG (map)
• Google Calendar ICS

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Sept

18

2:30 pm14:30

Just Whatsapp me!

• Wednesday 18 September 2024
• 2:30 pm 3:30 pm 14:30 15:30
• SHCOG (map)
• Google Calendar ICS

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Aug

21

4:00 pm16:00

Workplace Culture

• Wednesday 21 August 2024
• 4:00 pm 5:00 pm 16:00 17:00
• SHCOG (map)
• Google Calendar ICS

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Jul

17

2:30 pm14:30

Dealing with Difficult Managers

• Wednesday 17 July 2024
• 2:30 pm 3:30 pm 14:30 15:30
• SHCOG (map)
• Google Calendar ICS

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Jun

23

5:00 pm17:00

Market Conduct

• Sunday 23 June 2024
• 5:00 pm 6:00 pm 17:00 18:00
• SHCOG (map)
• Google Calendar ICS

Click here for Notes to Market Conduct meeting

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May

22

3:00 pm15:00

FCA New Approach to Enforcement CP24/2

• Wednesday 22 May 2024
• 3:00 pm 4:00 pm 15:00 16:00
• SHCOG (map)
• Google Calendar ICS

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Apr

18

4:00 pm16:00

AI, Ethics and Banking

• Thursday 18 April 2024
• 4:00 pm 5:00 pm 16:00 17:00
• SHCOG (map)
• Google Calendar ICS

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Mar

5

4:00 pm16:00

Suitability and Appropriateness

• Tuesday 5 March 2024
• 4:00 pm 6:00 pm 16:00 18:00
• SHCOG (map)
• Google Calendar ICS

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Jan

24

3:00 pm15:00

Investigations

• Wednesday 24 January 2024
• 3:00 pm 4:00 pm 15:00 16:00
• SHCOG (map)
• Google Calendar ICS

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Dec

13

10:30 am10:30

Edinburgh Reforms

• Wednesday 13 December 2023
• 10:30 am 11:30 am 10:30 11:30
• SHCOG (map)
• Google Calendar ICS

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Nov

22

4:30 pm16:30

Financial Crime Update

• Wednesday 22 November 2023
• 4:30 pm 5:30 pm 16:30 17:30
• SHCOG (map)
• Google Calendar ICS

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Sept

7

3:30 pm15:30

Monitoring

• Thursday 7 September 2023
• 3:30 pm 4:30 pm 15:30 16:30
• SHCOG (map)
• Google Calendar ICS

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Jul

20

3:30 pm15:30

Outsourcing

• Thursday 20 July 2023
• 3:30 pm 4:30 pm 15:30 16:30
• SHCOG (map)
• Google Calendar ICS

There is no presentation for this session

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Jun

21

5:00 pm17:00

ESG Risk

• Wednesday 21 June 2023
• 5:00 pm 6:00 pm 17:00 18:00
• SHCOG (map)
• Google Calendar ICS

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Jun

6

1:00 pm13:00

Communications Surveillance

• Tuesday 6 June 2023
• 1:00 pm 2:00 pm 13:00 14:00
• SHCOG (map)
• Google Calendar ICS

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Apr

27

4:30 pm16:30

The Consumer Duty - making it practical

• Thursday 27 April 2023
• 4:30 pm 5:30 pm 16:30 17:30
• SHCOG (map)
• Google Calendar ICS

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Mar

22

5:30 pm17:30

SMCR

• Wednesday 22 March 2023
• 5:30 pm 6:30 pm 17:30 18:30
• SHCOG (map)
• Google Calendar ICS

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Feb

22

12:30 pm12:30

Compliances Issues in Wealth and Asset Management

• Wednesday 22 February 2023
• 12:30 pm 1:30 pm 12:30 13:30
• SHCOG (map)
• Google Calendar ICS

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Jan

25

5:00 pm17:00

Non-Financial Misconduct

• Wednesday 25 January 2023
• 5:00 pm 6:00 pm 17:00 18:00
• SHCOG (map)
• Google Calendar ICS

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Dec

14

3:30 pm15:30

Compliance - Looking into 2023

• Wednesday 14 December 2022
• 3:30 pm 4:30 pm 15:30 16:30
• SHCOG (map)
• Google Calendar ICS

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Nov

2

2:00 pm14:00

Future Work Models (WFH)

• Wednesday 2 November 2022
• 2:00 pm 3:00 pm 14:00 15:00
• SHCOG (map)
• Google Calendar ICS

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Sept

28

4:00 pm16:00

Consumer Duty - FCA's latest position

• Wednesday 28 September 2022
• 4:00 pm 5:00 pm 16:00 17:00
• SHCOG (map)
• Google Calendar ICS

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Jul

20

3:00 pm15:00

SANCTIONS

• Wednesday 20 July 2022
• 3:00 pm 4:00 pm 15:00 16:00
• SHCOG (map)
• Google Calendar ICS

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Jun

22

1:30 pm13:30

FCA's Review of Financial Crime Controls

• Wednesday 22 June 2022
• 1:30 pm 2:30 pm 13:30 14:30
• SHCOG (map)
• Google Calendar ICS

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May

25

3:30 pm15:30

ESG - Regulatory update and implications for Compliance

• Wednesday 25 May 2022
• 3:30 pm 4:30 pm 15:30 16:30
• SHCOG (map)
• Google Calendar ICS

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Apr

6

3:00 pm15:00

FCA Consumer Duty

• Wednesday 6 April 2022
• 3:00 pm 4:00 pm 15:00 16:00
• SHCOG (map)
• Google Calendar ICS

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Mar

17

4:30 pm16:30

Challenges of Surveillance

• Thursday 17 March 2022
• 4:30 pm 5:30 pm 16:30 17:30
• SHCOG (map)
• Google Calendar ICS

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Feb

16

4:30 pm16:30

Enforcement - lessons learnt

• Wednesday 16 February 2022
• 4:30 pm 5:30 pm 16:30 17:30
• SHCOG (map)
• Google Calendar ICS

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