Back to All Events

How to Negotiate the Conflict of Interest Maze

  • King Edward Hall - Bank of America Merrill Lynch 2 King Edward Street London, England, EC1A 1HQ United Kingdom (map)

This meeting will be chaired by :

Ryan Taylor, Bank of America Merrill Lynch and SHCOG Steering Committee Member

Alongside :

David Johnstone, EMEA Head of GCSS (Global Credit and Special Situations), Mortgages and FICC Emerging Markets Compliance, Bank of America Merrill Lynch, and

Chloe Griffiths, EME Head of Credit Compliance, Barclays

  • What is a ‘conflict of interest’?

  • Brief overview of history of evolution of rules and enforcement

  • Comparison between EU and US approach

  • Main issues to consider for both sell-side and buy-side

  • Practical examples of how firms identify, consider, manage and mitigate conflicts

  • Conflicts in a Brexit environment